STUDY FOR THE SERIES 66 EXAM

  If you plan to sit for the Series 66 exam, make sure that you are using a study guide or manual that contains information on the SEC Rule regarding Investment Adviser Marketing. NASAA tells test applicants that it has added this subject to its Series 66 Content Outline and Test Specifications. Bob Eder has detailed material on the SEC Marketing Rule for Investment Advisers on pages 291-292 of his  Study for the Series 66 Exam .  Here's an example of Bob Eder's description of using testimonials in investment adviser marketing: Testimonials                                                                         ...