TAKING THE SERIES 66 EXAM? TAKE THIS QUIZ ON WHO IS AN INVESTMENT ADVISER
As a candidate for the Series 66 exam, can you answer the following true/false questions? Indicate which of the following statements pertaining to the definition of an investment adviser are true and which are false. 1. Advice about market trends is not advice about securities. 2. Advice about the selection and retention of other advisers is not advice about securities. 3. Advice about the advantages of investing in securities versus other types of investments (e.g., coins or real estate) is not advice about securities. 4. Asset allocation advice is not advice about securities. All of the statements should be marked false. According to the SEC: Advice about market trends is advice about securities. Advice about the selection and retention of other advisers is advice about securities. Advice about the advantages of investing in securities is advice about securities. Advice about allocation of assets is advice about securities. Our book Study for the Series 66 Exam goes